DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• C••••• G••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• C••••• G••••• I••• | No RAUM reported | Jun 22, 2026 | n/a | yes | Los Angeles, CA|San Juan Capistrano , CA | Current employment |
| A•••••••• F•••••••• S•••••••• I••• | State registered | Feb 12, 2025 | Jun 15, 2026 | no | SAN JUAN CAPISTRANO, CA|NAVARRE, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••••• F•••••••• S•••••••• I••• | C•••••• C••••• G••••• I••• | Jun 15, 2026 | Jun 22, 2026 | 7 | Firm change | Other |
| T•••• S••••• S••••••••• I••• | A•••••••• F•••••••• S•••••••• I••• | Apr 6, 2006 | Feb 12, 2025 |
| T•••• S••••• S••••••••• I••• | Former SEC adviser | Oct 5, 2004 | Apr 6, 2006 | no | LAGUNA BEACH, CA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Sep 5, 2002 | Aug 11, 2004 | no | NEWPORT BEACH, CA | Previous registration |
| 6,887 |
| Firm change after gap |
| Other |
| C•••••••• G••••• M•••••• I••• | T•••• S••••• S••••••••• I••• | Aug 11, 2004 | Oct 5, 2004 | 55 | Firm change | Other |