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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Justin C Rueter

Advisor at LPL ENTERPRISE, LLC

Columbia, IL | SWANSEA, IL

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Search this name across graphsid dfx:ria:ebd7ae90-f2f3-14d3-18e1-dac100ac3ff7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 21, 2015
First registration: May 22, 2015
Dual registered: yes, broker-dealer
Other names: JUSTIN CURTIS RUETER|Justin C Rueter|Justin Rueter
IAPD individual key: 6435252

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	Columbia, IL\|SWANSEA, IL	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Apr 16, 2024	Nov 14, 2024	no	Swansea, IL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 15, 2019	Apr 17, 2024	no	ST. LOUIS, MO\|WEBSTER GROVES, MO\|KIRKWOOD, MO\|PEKIN, IL\|PEORIA, IL\|TOWN AND COUNTRY, MO\|CLAYTON, MO\|ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
EDWARD JONES	National bd RIA	May 10, 2019	Jul 26, 2019	no	BELLEVILLE, IL	Previous registration
COMPASS WEALTH	Independent wealth	Dec 19, 2018	Feb 28, 2019	no	ST. LOUIS, MO	Previous registration
EDWARD JONES	National bd RIA	May 22, 2015	Dec 17, 2018	no	Maryland Heights, MO\|Litchfield, IL\|COLUMBIA, IL\|Maryland Heights, MO\|LITCHFIELD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
PNC WEALTH MANAGEMENT	PRUCO SECURITIES, LLC	Apr 17, 2024	Apr 16, 2024	-1	Firm change	Ibd to ibd
EDWARD JONES	PNC WEALTH MANAGEMENT	Jul 26, 2019	Aug 15, 2019	20	Firm change	Ibd to ibd
COMPASS WEALTH	EDWARD JONES	Feb 28, 2019	May 10, 2019	71	Firm change	RIA to ibd
EDWARD JONES	COMPASS WEALTH	Dec 17, 2018	Dec 19, 2018	2	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 16, 2024 to Nov 14, 2024factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 15, 2019 to Apr 17, 2024factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 10, 2019 to Jul 26, 2019factForm ADV
→ COMPASS WEALTHRegistered adviserregistration: previous registration
Dec 19, 2018 to Feb 28, 2019factForm ADV

Dated events

Occurred
Apr 17, 2024
Advisor changed firm
Justin C Rueter left Pnc Wealth Management for Pruco Securities, Llc (registered 2024-04-16)
Form ADVobserved 6 days ago