DFX Intelligence

B•••• A••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant31 years in industry

B•••• A••• B•••

Advisor at B••• W••••• M••••••••• L••

SACRAMENTO, CA

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Search this name across graphsid dfx:ria:ebdbe4d0-d782-a593-b557-58cefb398f92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W••••• M••••••••• L••	Independent wealth	May 11, 2018	n/a	yes	SACRAMENTO, CA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Feb 3, 2007	May 17, 2018	no	SACRAMENTO, CA\|SACRAMENTO, CA\|Sacramento, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	B••• W••••• M••••••••• L••	May 17, 2018	May 11, 2018	-6	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:293990:CA:2018-05-17	May 17, 2018	May 11, 2018	SACRAMENTO, CA	Firm change

Relationships

Registered with (2)

→ B••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 11, 2018 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 3, 2007 to May 17, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebdbe4d0-d782-a593-b557-58cefb398f92
First observed: Feb 3, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.