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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SPOKANE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 30, 2009 | n/a | yes | SPOKANE, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jul 17, 2009 | no | SPOKANE, WA|SPOKANE, WA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 23, 1999 | Jan 1, 2008 | no | SPOKANE, WA|SPOKANE, WA|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 17, 2009 | Jul 30, 2009 | 13 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |