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Advisor at COMMONWEALTH FINANCIAL NETWORK
Wilmington, MA | WALTHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 6, 2012 | n/a | yes | WALTHAM, MA|Wilmington, MA | Current employment |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Nov 16, 2006 | Sep 20, 2011 | no | AUSTIN, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 1, 2004 | Mar 20, 2006 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NFP ADVISOR SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Sep 20, 2011 | Jan 6, 2012 | 108 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | NFP ADVISOR SERVICES, LLC | Mar 20, 2006 | Nov 16, 2006 | 241 | Firm change | Other |