DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
MONTGOMERY, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Aug 25, 2016 | n/a | yes | MONTGOMERY, AL | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Feb 13, 2013 | Aug 2, 2016 | no | MONTGOMERY, AL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Aug 2, 2016 | Aug 25, 2016 | 23 | Firm change | Other |
| M••••• K••••• • C••••••• L•• | R•••••• J•••• • A••••••••• I••• | Feb 13, 2013 | Feb 13, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149018:AL:2016-08-01 | Aug 2, 2016 | Aug 25, 2016 | MONTGOMERY, AL | Firm change |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Nov 20, 2008 | Feb 13, 2013 | no | MONTGOMERY, AL | Previous registration |
| 0 |
| Bulk transfer |
| Other |