This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Feb 17, 2017

First registration

Mar 14, 2017

Dual registered

yes, broker-dealer

Other names

DANIEL A MARIN

IAPD individual key

5816588

• Occurred

  Jun 12, 2024
  Advisor changed firm

  Daniel Alexis Marin left Wells Fargo Advisors for Lpl Financial Llc (registered 2024-06-11)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ec06b63f-5da3-b5d1-73fa-7f6cb97d9ba6

First observed

Mar 14, 2017

Last observed

Sep 17, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.