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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ASCENSION CAPITAL ADVISORS, INC.

CRD 109518

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec076b8f-aff3-4509-b127-4b2a3a63b715

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Apr 2, 2012 to Jun 30, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.71 fund_share=0.0 institutional_share=0.29 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $939MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $832M
Private client RAUM: $664MderivedItem 5.D individuals plus high net worth individuals
Private client share: 71%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $104Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 670
Individual clients: 92
High net worth clients: 115
Custody, client assets: $56.2M
SEC number: 801-57951
CIK: 1689227
CRD: 109518
Filings on the tape: 28
First filed: Apr 2, 2012
Latest filed: Jun 30, 2026
Organised: Corporation, TX
Website: ascensioncapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL BUNDY THOMPSON	n/a	HOUSTON, TX	28	41	n/a	no
PAUL BUNDY THOMPSON	Certified Financial Planner	HOUSTON, TX	10	15	1	yes
JORDAN DAVIS MATHEWS	n/a	HOUSTON, TX	10	18	2	no
DAVID HAMILTON BELDING	n/a	HOUSTON, TX	8	32	1	no
Emily Russo Walls	Certified Financial Planner	HOUSTON, TX	5	11	1	no
JON HOLMAN MOORES	Certified Financial Planner	HOUSTON, TX	2	11	1	no
JEFFREY WARREN FARLEY	Certified Financial Planner	HOUSTON, TX	1	41	3	yes
JULIE HALL HEBERT	n/a	Liberty, TX \| HOUSTON, TX	1	12	n/a	no
Scott E Schwinger	n/a	HOUSTON, TX	0	32	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
THOMPSON, PAUL, BUNDY	PRESIDENT & CEO	E	yes	04/1998	Jun 30, 2026	Jun 30, 2026
THOMPSON, PAUL, BUNDY	CHIEF COMPLIANCE OFFICER	B	yes	01/2016	Jun 30, 2026	Jun 30, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$939M	$832M	10	7	0	n/a	n/a
2024	Mar 21, 2025	$634M	$616M	8	5	0	n/a	n/a
2023	Mar 27, 2024	$561M	$544M	8	5	0	n/a	n/a
2022	Mar 27, 2023	$511M	$497M	8	5	0	n/a	n/a
2021	Mar 31, 2022	$716M	$703M	8	5	0	n/a	n/a
2020	Mar 31, 2021	$410M	$397M	7	5	0	n/a	n/a
2019	Mar 31, 2020	$352M	$352M	7	4	0	n/a	n/a
2018	Mar 30, 2019	$297M	$297M	7	4	0	n/a	n/a
2017	Mar 30, 2018	$272M	$272M	7	4	0	n/a	n/a
2016	Mar 29, 2017	$253M	$253M	6	4	n/a	n/a	n/a
2015	Jan 22, 2016	$146M	$136M	6	3	n/a	n/a	n/a
2014	Mar 31, 2015	$147M	$136M	7	4	n/a	n/a	n/a
2013	Mar 31, 2014	$136M	$123M	6	3	n/a	n/a	n/a
2012	Mar 26, 2013	$108M	$96.9M	5	2	n/a	n/a	n/a
2011	Apr 2, 2012	$108M	$97.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$939M	$634M	48.0%	$511M	22.5%	10	8	0	0

Relationships

Registered with (11)

← Scott E SchwingerAdvisorregistration: current employment
Jun 2, 2026 to presentfactForm ADV
← JULIE HALL HEBERTAdvisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← JEFFREY WARREN FARLEYAdvisorregistration: current employment
May 17, 2025 to presentfactForm ADV
← JON HOLMAN MOORESAdvisorregistration: current employment
Jan 24, 2024 to presentfactForm ADV
← Emily Russo WallsAdvisorregistration: current employment
Apr 16, 2021 to presentfactForm ADV
← DAVID HAMILTON BELDINGAdvisorregistration: current employment
Mar 22, 2018 to presentfactForm ADV
← JORDAN DAVIS MATHEWSAdvisorregistration: current employment
Jul 29, 2016 to presentfactForm ADV
← PAUL BUNDY THOMPSONAdvisorregistration: current employment
Oct 15, 2015 to presentfactForm ADV
← PAUL BUNDY THOMPSONAdvisorregistration: current employment
Oct 17, 1997 to presentfactForm ADV
← JOHN ROBERT LOVETTAdvisorregistration: previous registration
Sep 25, 2013 to Jul 1, 2016factForm ADV
← MILTON DALE THIELAdvisorregistration: previous registration
Jan 5, 2006 to Jan 22, 2016factForm ADV

Controls (1)

← THOMPSON, PAUL, BUNDYOwnerPRESIDENT & CEO, ownership code E, individual
Apr 2, 2012 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Ascension Capital Advisors, Inc. reported RAUM $938.5M, up 48% from $634.3M (2025-07-07 to 2026-03-30)
Form ADVobserved 6 days ago
$304M
Occurred
Mar 27, 2023
Regulatory AUM changed
Ascension Capital Advisors, Inc. reported RAUM $511.1M, down 29% from $715.6M (2022-11-22 to 2023-03-27)
Form ADVobserved 6 days ago
$-204M
Occurred
Mar 31, 2022
Regulatory AUM changed
Ascension Capital Advisors, Inc. reported RAUM $715.6M, up 74% from $410.2M (2021-08-10 to 2022-03-31)
Form ADVobserved 6 days ago
$305M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec076b8f-aff3-4509-b127-4b2a3a63b715
First observed: Apr 2, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASCENSION CAPITAL ADVISORS, INC.

CRD 109518

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec076b8f-aff3-4509-b127-4b2a3a63b715

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL BUNDY THOMPSON

n/a

HOUSTON, TX

n/a

PAUL BUNDY THOMPSON

Certified Financial Planner

HOUSTON, TX

yes

JORDAN DAVIS MATHEWS

n/a

HOUSTON, TX

DAVID HAMILTON BELDING

n/a

HOUSTON, TX

Emily Russo Walls

Certified Financial Planner

HOUSTON, TX

JON HOLMAN MOORES

Certified Financial Planner

HOUSTON, TX

JEFFREY WARREN FARLEY

Certified Financial Planner

HOUSTON, TX

yes

JULIE HALL HEBERT

n/a

Liberty, TX | HOUSTON, TX

n/a

Scott E Schwinger

n/a

HOUSTON, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

THOMPSON, PAUL, BUNDY

PRESIDENT & CEO

yes

04/1998

Jun 30, 2026

THOMPSON, PAUL, BUNDY

CHIEF COMPLIANCE OFFICER

yes

01/2016

Jun 30, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$939M

$832M

n/a

2024

Mar 21, 2025

$634M

$616M

n/a

2023

Mar 27, 2024

$561M

$544M

n/a

2022

Mar 27, 2023

$511M

$497M

n/a

2021

Mar 31, 2022

$716M

$703M

n/a

2020

Mar 31, 2021

$410M

$397M

n/a

2019

Mar 31, 2020

$352M

n/a

2018

Mar 30, 2019

$297M

n/a

2017

Mar 30, 2018

$272M

n/a

2016

Mar 29, 2017

$253M

n/a

2015

Jan 22, 2016

$146M

$136M

n/a

2014

Mar 31, 2015

$147M

$136M

n/a

2013

Mar 31, 2014

$136M

$123M

n/a

2012

Mar 26, 2013

$108M

$96.9M

n/a

2011

Apr 2, 2012

$108M

$97.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$939M

$634M

48.0%

$511M

22.5%