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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PINE HAVEN INVESTMENT COUNSEL, INC.

CRD 129365

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec07c125-6ff2-cd97-c8c7-141dbf1dcc0d

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2012 to Feb 20, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $193MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $178M
Private client RAUM: $183MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $96.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 323
Individual clients: 43
High net worth clients: 41
SEC number: 801-71502
CIK: 1899753
CRD: 129365
Filings on the tape: 25
First filed: Mar 9, 2012
Latest filed: Feb 20, 2026
Organised: Corporation, MA
Website: pinehaveninv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAIGE JOHNSON ROTH	Chartered Financial Analyst	FAIRHAVEN, MA	25	32	n/a	no
CASEY ELIZABETH FITCHETT	Certified Financial Planner	FAIRHAVEN, MA \| MISSOULA, MT	3	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROTH, PAIGE, JOHNSON	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	09/1999	Mar 9, 2012	Apr 18, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 20, 2026	$193M	$178M	3	2	1	n/a	n/a
2024	Mar 11, 2025	$170M	$158M	3	2	1	n/a	n/a
2023	Mar 25, 2024	$152M	$141M	3	2	1	n/a	n/a
2022	Feb 20, 2023	$134M	$132M	3	2	0	n/a	n/a
2021	Mar 21, 2022	$157M	$155M	3	1	0	n/a	n/a
2020	Mar 26, 2021	$129M	$118M	2	1	0	n/a	n/a
2019	Mar 30, 2020	$102M	$101M	2	1	0	n/a	n/a
2018	Feb 1, 2019	$154M	$151M	3	3	1	n/a	n/a
2017	Mar 28, 2018	$152M	$148M	3	3	1	n/a	n/a
2016	Mar 30, 2017	$131M	$130M	4	3	n/a	n/a	n/a
2015	Mar 30, 2016	$126M	$107M	3	3	n/a	n/a	n/a
2014	Mar 30, 2015	$118M	$101M	3	3	n/a	n/a	n/a
2013	Mar 31, 2014	$115M	$101M	2	2	n/a	n/a	n/a
2012	Mar 28, 2013	$94.2M	$83.3M	2	2	n/a	n/a	n/a
2011	Mar 9, 2012	$91.8M	$80.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$193M	$170M	13.8%	$134M	13.0%	3	3	1	1

Relationships

Registered with (3)

← CASEY ELIZABETH FITCHETTAdvisorregistration: current employment
Sep 11, 2023 to presentfactForm ADV
← PAIGE JOHNSON ROTHAdvisorregistration: current employment
Jul 19, 2001 to presentfactForm ADV
← KORI LINN ALLENAdvisorregistration: previous registration
Jul 16, 2009 to Apr 25, 2019factForm ADV

Controls (1)

← ROTH, PAIGE, JOHNSONOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 9, 2012 to Apr 18, 2024factForm ADV

Dated events

Occurred
Feb 1, 2019
Control person left
Linn Kori Allen (Chief Compliance Officer / Partner) no longer on Schedule A of Pine Haven Investment Counsel, Inc. (listed 2018-03-28, absent 2019-02-01)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec07c125-6ff2-cd97-c8c7-141dbf1dcc0d
First observed: Mar 9, 2012
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PINE HAVEN INVESTMENT COUNSEL, INC.

CRD 129365

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec07c125-6ff2-cd97-c8c7-141dbf1dcc0d

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAIGE JOHNSON ROTH

Chartered Financial Analyst

FAIRHAVEN, MA

n/a

CASEY ELIZABETH FITCHETT

Certified Financial Planner

FAIRHAVEN, MA | MISSOULA, MT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROTH, PAIGE, JOHNSON

PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

09/1999

Mar 9, 2012

Apr 18, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$193M

$178M

n/a

2024

Mar 11, 2025

$170M

$158M

n/a

2023

Mar 25, 2024

$152M

$141M

n/a

2022

Feb 20, 2023

$134M

$132M

n/a

2021

Mar 21, 2022

$157M

$155M

n/a

2020

Mar 26, 2021

$129M

$118M

n/a

2019

Mar 30, 2020

$102M

$101M

n/a

2018

Feb 1, 2019

$154M

$151M

n/a

2017

Mar 28, 2018

$152M

$148M

n/a

2016

Mar 30, 2017

$131M

$130M

n/a

2015

Mar 30, 2016

$126M

$107M

n/a

2014

Mar 30, 2015

$118M

$101M

n/a

2013

Mar 31, 2014

$115M

$101M

n/a

2012

Mar 28, 2013

$94.2M

$83.3M

n/a

2011

Mar 9, 2012

$91.8M

$80.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$193M

$170M

13.8%

$134M

13.0%