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RIA / WealthAdvisorCertified Financial Planner39 years in industry

BARBARA JEAN NORMAN

Advisor at SAGE PATH SOLUTIONS

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:ec0d4f44-9a77-1d81-9b71-7bac75d5e080

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAGE PATH SOLUTIONS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 14, 1994
First registration: Dec 24, 1999
Dual registered: no
Other names: BARBARA JEAN THOMPSON
IAPD individual key: 1612336

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAGE PATH SOLUTIONS	State registered	Mar 5, 2020	n/a	yes	SAN DIEGO, CA	Current employment
LAUREL WEALTH ADVISORS, INC.	Former SEC adviser	Jul 23, 2014	Mar 4, 2020	no	SAN DIEGO, CA\|SOLANA BEACH, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 23, 2010	Jul 30, 2014	no	LAKESIDE, CA\|SAN DIEGO, CA	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Dec 24, 1999	Jul 9, 2010	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LAUREL WEALTH ADVISORS, INC.	SAGE PATH SOLUTIONS	Mar 4, 2020	Mar 5, 2020	1	Firm change	RIA to state RIA
LPL FINANCIAL LLC	LAUREL WEALTH ADVISORS, INC.	Jul 30, 2014	Jul 23, 2014	-7	Firm change	Other
EAGLE STRATEGIES LLC	LPL FINANCIAL LLC	Jul 9, 2010	Jun 23, 2010	-16	Firm change	Other

Relationships

Registered with (4)

→ SAGE PATH SOLUTIONSRegistered adviserregistration: current employment
Mar 5, 2020 to presentfactForm ADV
→ LAUREL WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 23, 2014 to Mar 4, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 23, 2010 to Jul 30, 2014factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Dec 24, 1999 to Jul 9, 2010factForm ADV

Dated events

No dated event names this entity yet.