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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SOUTHOCEAN INVESTMENT PARTNERS, LLC

CRD 286095

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec12cc65-ba9f-d84b-18d1-95af9529f674

Data as of Aug 1, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 1
On other graphs: 1
Observed: Feb 23, 2017 to Aug 1, 2018
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Southocean Investment Partners, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $362MItem 5.F on the latest filing (2018-08-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $362M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $362Mgross asset value as reported per fund; never fund size
Custody, client assets: $331M
SEC number: 801-110074
CRD: 286095
Filings on the tape: 7
First filed: Feb 23, 2017
Latest filed: Aug 1, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SOUTHOCEAN MULTI-STRATEGY ALTERNATIVES FUND, LP	Hedge Fund	$195M	Aug 1, 2018	35	Mar 30, 2016	reported	021-257402
SOUTHOCEAN PRIVATE EQUITY PARTNERS, LP	Private Equity Fund	$90.8M	Aug 1, 2018	34	Mar 30, 2016	reported	021-250139
LAS OLAS PRIVATE EQUITY VI, LLC	Private Equity Fund	$28.6M	Aug 1, 2018	33	Jan 14, 2015	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORR, SARA, MICHELLE	Trustee	F	yes	04/2014	Feb 23, 2017	Aug 1, 2018
DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91	Member	D	yes	04/2014	Feb 23, 2017	Aug 1, 2018
GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12	Member	C	yes	04/2014	Feb 23, 2017	Aug 1, 2018
HORVITZ, DAVID, WILLIAM	Trustee	F	yes	04/2014	Feb 23, 2017	Aug 1, 2018
HORVITZ, DAVID, WILLIAM	CEO & TREASURER	Na	yes	10/2016	Feb 23, 2017	Aug 1, 2018
HORVITZ, GREGORY, STEVEN	Trustee	F	yes	04/2014	Feb 23, 2017	Aug 1, 2018
HRC CAPITAL, LLC	NON-VOTING MEMBER	E	yes	02/2017	Feb 23, 2017	Aug 1, 2018
HRC INVESTMENTS, LLC	MANAGING MEMBER	E	yes	04/2017	Feb 23, 2017	Aug 1, 2018
ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08	Member	D	yes	04/2014	Feb 23, 2017	Aug 1, 2018
ROTH, EMILY, CHARLOTTE	Member	C	yes	04/2014	Feb 23, 2017	Aug 1, 2018
ROTH, LINDA, HORVITZ	Trustee	F	yes	04/2014	Feb 23, 2017	Aug 1, 2018
ROTH, STEPHEN, ANDREW	Member	C	yes	04/2014	Feb 23, 2017	Aug 1, 2018
SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13	Member	C	yes	04/2014	Feb 23, 2017	Aug 1, 2018
SO MANAGER LLC	MANAGING MEMBER	F	yes	04/2014	Feb 23, 2017	Aug 1, 2018
HARDIN, MATTHEW, STEPHEN	CHIEF COMPLIANCE OFFICER	Na	no	10/2016	Feb 23, 2017	Aug 1, 2018
ROTH, DAVID, MARK	Secretary	Na	no	10/2016	Feb 23, 2017	Aug 1, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SOUTHOCEAN CAPITAL PARTNERS, LLC	n/a	Asset manager	$575M	N	yes	n/a
LAS OLAS MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
MATTHEW S. HARDIN	n/a	n/a	n/a	N	no	n/a
SOUTHOCEAN INVESTMENT PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
SOUTHOCEAN REAL ESTATE MANAGER II LLC	n/a	n/a	n/a	N	yes	n/a
SOUTHOCEAN REAL ESTATE MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 28, 2018	$349M	$349M	6	2	0	4	$349M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$362M	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Affiliated with (1)

→ SOUTHOCEAN CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (3)

→ LAS OLAS PRIVATE EQUITY VI, LLCPrivate fundPrivate Equity Fund, IA
Jan 14, 2015 to presentfactForm ADV
→ SOUTHOCEAN MULTI-STRATEGY ALTERNATIVES FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ SOUTHOCEAN PRIVATE EQUITY PARTNERS, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV

Owns (2)

← HARDIN, MATTHEW, STEPHENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 23, 2017 to presentfactForm ADV
← ROTH, DAVID, MARKOwnerSECRETARY, ownership code NA, individual
Feb 23, 2017 to presentfactForm ADV

Controls (13)

← HORVITZ, DAVID, WILLIAMOwnerTRUSTEE, ownership code F, individual
Feb 23, 2017 to presentfactForm ADV
← ROTH, LINDA, HORVITZOwnerTRUSTEE, ownership code F, individual
Feb 23, 2017 to presentfactForm ADV
← ROTH, STEPHEN, ANDREWOwnerMEMBER, ownership code C, individual
Feb 23, 2017 to presentfactForm ADV
← ROTH, EMILY, CHARLOTTEOwnerMEMBER, ownership code C, individual
Feb 23, 2017 to presentfactForm ADV
← CORR, SARA, MICHELLEOwnerTRUSTEE, ownership code F, individual
Feb 23, 2017 to presentfactForm ADV
← HORVITZ, GREGORY, STEVENOwnerTRUSTEE, ownership code F, individual
Feb 23, 2017 to presentfactForm ADV
← DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91OwnerMEMBER, ownership code D, domestic entity
Feb 23, 2017 to presentfactForm ADV
← GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12OwnerMEMBER, ownership code C, domestic entity
Feb 23, 2017 to presentfactForm ADV
← HRC CAPITAL, LLCOwnerNON-VOTING MEMBER, ownership code E, domestic entity
Feb 23, 2017 to presentfactForm ADV
← HRC INVESTMENTS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 23, 2017 to presentfactForm ADV
← ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08OwnerMEMBER, ownership code D, domestic entity
Feb 23, 2017 to presentfactForm ADV
← SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13OwnerMEMBER, ownership code C, domestic entity
Feb 23, 2017 to presentfactForm ADV
← SO MANAGER LLCOwnerMANAGING MEMBER, ownership code F, domestic entity
Feb 23, 2017 to presentfactForm ADV

Dated events

Occurred
Feb 23, 2017
First Form ADV filing
Southocean Investment Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec12cc65-ba9f-d84b-18d1-95af9529f674
First observed: Feb 23, 2017
Last observed: Aug 1, 2018 99 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOUTHOCEAN INVESTMENT PARTNERS, LLC

CRD 286095

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec12cc65-ba9f-d84b-18d1-95af9529f674

Data as of Aug 1, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:26 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SOUTHOCEAN MULTI-STRATEGY ALTERNATIVES FUND, LP

Hedge Fund

$195M

Aug 1, 2018

Mar 30, 2016

reported

021-257402

SOUTHOCEAN PRIVATE EQUITY PARTNERS, LP

Private Equity Fund

$90.8M

Aug 1, 2018

Mar 30, 2016

reported

021-250139

LAS OLAS PRIVATE EQUITY VI, LLC

Private Equity Fund

$28.6M

Aug 1, 2018

Jan 14, 2015

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORR, SARA, MICHELLE

Trustee

yes

04/2014

Feb 23, 2017

Aug 1, 2018

DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91

Member

yes

04/2014

Feb 23, 2017

Aug 1, 2018

GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12

Member

yes

04/2014

Feb 23, 2017

Aug 1, 2018

HORVITZ, DAVID, WILLIAM

Trustee

yes

04/2014

Feb 23, 2017

Aug 1, 2018

HORVITZ, DAVID, WILLIAM

CEO & TREASURER

yes

10/2016

Feb 23, 2017

Aug 1, 2018

HORVITZ, GREGORY, STEVEN

Trustee

yes

04/2014

Feb 23, 2017

Aug 1, 2018

HRC CAPITAL, LLC

NON-VOTING MEMBER

yes

02/2017

Feb 23, 2017

Aug 1, 2018

HRC INVESTMENTS, LLC

MANAGING MEMBER

yes

04/2017

Feb 23, 2017

Aug 1, 2018

ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08

Member

yes

04/2014

Feb 23, 2017

Aug 1, 2018

ROTH, EMILY, CHARLOTTE

Member

yes

04/2014

Feb 23, 2017

Aug 1, 2018

ROTH, LINDA, HORVITZ

Trustee

yes

04/2014

Feb 23, 2017

Aug 1, 2018

ROTH, STEPHEN, ANDREW

Member

yes

04/2014

Feb 23, 2017

Aug 1, 2018

SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13

Member

yes

04/2014

Feb 23, 2017

Aug 1, 2018

SO MANAGER LLC

MANAGING MEMBER

yes

04/2014

Feb 23, 2017

Aug 1, 2018

HARDIN, MATTHEW, STEPHEN

CHIEF COMPLIANCE OFFICER

10/2016

Feb 23, 2017

Aug 1, 2018

ROTH, DAVID, MARK

Secretary

10/2016

Feb 23, 2017

Aug 1, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SOUTHOCEAN CAPITAL PARTNERS, LLC

n/a

Asset manager

$575M

yes

n/a

LAS OLAS MANAGER, LLC

n/a

yes

n/a

MATTHEW S. HARDIN

n/a

SOUTHOCEAN INVESTMENT PARTNERS GP, LLC

n/a

yes

n/a

SOUTHOCEAN REAL ESTATE MANAGER II LLC

n/a

yes

n/a

SOUTHOCEAN REAL ESTATE MANAGER, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 28, 2018

$349M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$362M

n/a