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Advisor at ROYAL INVESTMENT ADVISER
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROYAL INVESTMENT ADVISER | State registered | Dec 5, 2019 | n/a | yes | SALT LAKE CITY, UT | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jul 1, 2019 | Jul 10, 2019 | no | SO. JORDAN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | ROYAL INVESTMENT ADVISER | Jul 10, 2019 | Dec 5, 2019 | 148 | Firm change | Ibd to state RIA |