DFX Intelligence

M•• L••• A•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

M•• L••• A•

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:ec1d1c62-fdea-366a-aa80-420284dd55c5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 18, 2016	n/a	yes	AUSTIN, TX\|GREENVILLE, SC\|EASLEY, SC	Current employment
F••••••• I••••••••• A••••••• S•••••••• L••	Former SEC adviser	Jun 29, 2009	May 31, 2012	no	GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• I••••••••• A••••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	May 31, 2012	Apr 18, 2016	1,418	Firm change after gap	Other
E•••••• D•••• I••••••••• A••••••• S•••••••• L••	F••••••• I••••••••• A••••••• S•••••••• L••	Jun 26, 2009

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 18, 2016 to presentfactForm ADV
→ F••••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 29, 2009 to May 31, 2012factForm ADV
→ E•••••• D•••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 22, 2005 to Jun 26, 2009factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec1d1c62-fdea-366a-aa80-420284dd55c5
First observed: Mar 28, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.