DFX Intelligence

P•••• C•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

P•••• C•••• M••••

Advisor at F••••••••• I••••••••• A••••••• L••

PHOENIX, AZ | Huntington Beach, CA

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Search this name across graphsid dfx:ria:ec237346-3ffe-c1cc-45f8-cc53f47ca571

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jan 27, 2025	n/a	yes	PHOENIX, AZ\|Huntington Beach, CA	Current employment
A•••• W••••• P•••••••	State registered	Oct 1, 2021	Sep 19, 2022	no	CARDIFF, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• P•••••••	F••••••••• I••••••••• A••••••• L••	Sep 19, 2022	Jan 27, 2025	861	Firm change after gap	Other
F••••••••• I••••••••• A••••••• L••	A•••• W••••• P•••••••	Mar 24, 2021	Oct 1, 2021

Relationships

Registered with (2)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 16, 2019 to Mar 24, 2021factForm ADV
→ A•••• W••••• P•••••••Registered adviserregistration: previous registration
Oct 1, 2021 to Sep 19, 2022factForm ADV

Dated events

Occurred
Sep 19, 2022
Advisor changed firm
P•••• C•••• M•••• left A•••• W••••• P••••••• for F••••••••• I••••••••• A••••••• L•• (registered 2025-01-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec237346-3ffe-c1cc-45f8-cc53f47ca571
First observed: Dec 16, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.