DFX Intelligence

M•••••• A• S• J•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••••• A• S• J•••

Advisor at E••••• J••••

••• Locked

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Sep 7, 2016	n/a	yes	ST. LOUIS, MO\|TEMPE, AZ\|CHANDLER, AZ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 23, 2012	Aug 17, 2016	no	PHOENIX, AZ\|NEW YORK, NY\|PHOENIX, AZ\|TEMPE, AZ\|GLENDALE, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E••••• J••••	Aug 17, 2016	Sep 7, 2016	21	Firm change	Wirehouse to ibd
I••••• F•••••••• C•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 13, 2012	Feb 23, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:250:AZ:2016-08-15	Aug 17, 2016	Sep 7, 2016	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: current employment
Sep 7, 2016 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 23, 2012 to Aug 17, 2016factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Oct 6, 2005 to Jan 13, 2012factForm ADV
→ B••• O•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 30, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.