DFX Intelligence

C•••• F•••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C•••• F•••••••• L•••••

Advisor at D•••• • A••••••••• L••

WAUKESHA, WI

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Search this name across graphsid dfx:ria:ec28af92-b9ca-017b-0fd2-3722954971ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• • A••••••••• L••	Independent wealth	Feb 24, 2026	n/a	yes	WAUKESHA, WI	Current employment
F••••• I•••••••••	Independent wealth	Oct 12, 2020	Nov 13, 2025	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	D•••• • A••••••••• L••	Nov 13, 2025	Feb 24, 2026	103	Firm change	RIA to RIA

Relationships

Registered with (2)

→ D•••• • A••••••••• L••Registered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Oct 12, 2020 to Nov 13, 2025factForm ADV

Dated events

Occurred
Nov 13, 2025
Advisor changed firm
C•••• F•••••••• L••••• left F••••• I••••••••• for D•••• • A••••••••• L•• (registered 2026-02-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec28af92-b9ca-017b-0fd2-3722954971ab
First observed: Oct 12, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.