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Advisor at COMMONWEALTH FINANCIAL NETWORK
Collierville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 15, 2015 | n/a | yes | Collierville, TN | Current employment |
| PICKLER WEALTH ADVISORS LLC | n/a | Jul 20, 2005 | Oct 15, 2015 | no | COLLIERVILLE, TN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 15, 2004 | Mar 24, 2005 | no | MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PICKLER WEALTH ADVISORS LLC | COMMONWEALTH FINANCIAL NETWORK | Oct 15, 2015 | Oct 15, 2015 | 0 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | PICKLER WEALTH ADVISORS LLC | Mar 24, 2005 | Jul 20, 2005 | 118 | Firm change | Other |