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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Lindsey Elise Boriack

Advisor at CETERA INVESTMENT ADVISERS LLC

GIDDINGS, TX

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Search this name across graphsid dfx:ria:ec2e2241-3712-c81a-8ff5-e90197753f1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 1, 2024
First registration: Aug 8, 2008
Dual registered: yes, broker-dealer
Other names: LINDSEY ELISE MUHLMAN
IAPD individual key: 5536664

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	GIDDINGS, TX	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Feb 1, 2024	Sep 5, 2025	no	Giddings, TX\|DALLAS, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 14, 2008	Nov 20, 2009	no	COLLEGE STATION, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 8, 2008	Nov 25, 2008	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
CHASE INVESTMENT SERVICES CORP.	AVANTAX ADVISORY SERVICES	Nov 20, 2009	Feb 1, 2024	5,186	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Nov 25, 2008	Nov 14, 2008	-11	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 1, 2024 to Sep 5, 2025factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 14, 2008 to Nov 20, 2009factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 8, 2008 to Nov 25, 2008factForm ADV

Dated events

No dated event names this entity yet.