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Advisor at GWN SECURITIES INC.
NEW LONDON, MN | PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | Bd affiliated wealth | Sep 30, 2016 | n/a | yes | NEW LONDON, MN|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL | Current employment |
| LEGEND ADVISORY, LLC | Former SEC adviser | Apr 4, 2011 | Sep 27, 2016 | no | NEW LONDON, MN|PALM BEACH GARDENS, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | May 25, 2000 | Nov 26, 2002 | no | PALM BEACH GARDENS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGEND ADVISORY, LLC | GWN SECURITIES INC. | Sep 27, 2016 | Sep 30, 2016 | 3 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | LEGEND ADVISORY, LLC | Nov 26, 2002 | Apr 4, 2011 | 3,051 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104761:128929:FL:2016-09-27 | Sep 27, 2016 | Sep 30, 2016 | PALM BEACH GARDENS, FL | Firm change |