DFX Intelligence

G••• R••••• L•••• •••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

G••• R••••• L•••• •••

Advisor at L•• F•••••••• L••

TOMS RIVER, NJ | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:ec45b496-f7bd-2f65-8705-053836af947a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 5, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	SAN DIEGO, CA\|TOMS RIVER, NJ	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Jan 5, 1998	Dec 18, 2023	no	SYRACUSE, NY\|PT. PLEASANT BEACH, NJ\|SPARTA, NJ\|POINT PLEASANT, NJ\|TOMS RIVER, NJ\|NUTLEY, NJ\|Syracuse, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L•• F•••••••• L••	Dec 18, 2023	Jan 1, 2026	745	Firm change after gap	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:6413:NY:2023-12-18	Dec 18, 2023	Jan 1, 2026	SYRACUSE, NY	Firm change after gap

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Jan 5, 1998 to Dec 18, 2023factForm ADV

Dated events

Occurred
Dec 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec45b496-f7bd-2f65-8705-053836af947a
First observed: Jan 5, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.