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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

WAYNE S CREEDEN

Advisor at LPL FINANCIAL LLC

DOVER, DE | PHOENIXVILLE, PA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 26, 2007
First registration: Jan 1, 2008
Dual registered: yes, broker-dealer
Other names: WAYNE STUART CREEDEN
IAPD individual key: 5402864

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 26, 2025	n/a	yes	PHOENIXVILLE, PA\|DOVER, DE	Current employment
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 1, 2016	Feb 26, 2025	no	Dover, DE\|CHICAGO, IL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	May 21, 2010	May 27, 2016	no	DOVER, DE\|Birmingham, AL\|DOVER, DE\|BIRMINGHAM, AL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jan 1, 2008	May 14, 2010	no	CHICAGO, IL\|DOVER, DE\|DOVER, DE\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANKERS LIFE ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Feb 26, 2025	Feb 26, 2025	0	Firm change	Ibd to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	BANKERS LIFE ADVISORY SERVICES, INC.	May 27, 2016	Jul 1, 2016	35	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	May 14, 2010	May 21, 2010	7	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 26, 2025 to presentfactForm ADV
→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Feb 26, 2025factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
May 21, 2010 to May 27, 2016factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jan 1, 2008 to May 14, 2010factForm ADV

Dated events

Occurred
Feb 26, 2025
Advisor changed firm
Wayne S Creeden left Bankers Life Advisory Services, Inc. for Lpl Financial Llc (registered 2025-02-26)
Form ADVobserved 5 days ago