DFX Intelligence

Data Factory

P•••• P•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner11 years in industry

P•••• P•••••• J••••

Advisor at T••••••• A•••• M••••••••• L••

SAN ANTONIO, TX | THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec5604be-1b5d-4bf1-6f1b-80c34ef3c43e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• A•••• M••••••••• L••	Independent wealth	Sep 12, 2025	n/a	yes	SAN ANTONIO, TX\|THE WOODLANDS, TX	Current employment
I••••••••• W••••• M•••••••••	Independent wealth	Apr 4, 2024	Jun 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• M•••••••••	T••••••• A•••• M••••••••• L••	Jun 16, 2025	Sep 12, 2025	88	Firm change	RIA to RIA
M•••••• C••••••• L•••••	I••••••••• W••••• M•••••••••	Jul 7, 2020

Relationships

Registered with (3)

→ T••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ I••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 4, 2024 to Jun 16, 2025factForm ADV
→ M•••••• C••••••• L•••••Registered adviserregistration: previous registration
Oct 31, 2016 to Jul 7, 2020factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
P•••• P•••••• J•••• left I••••••••• W••••• M••••••••• for T••••••• A•••• M••••••••• L•• (registered 2025-09-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec5604be-1b5d-4bf1-6f1b-80c34ef3c43e
First observed: Oct 31, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.