DFX Intelligence

D•••• A•••••• Y•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

D•••• A•••••• Y•

Advisor at H•••••••• W••••• A••••••• • N•• L••

HOLMDEL, NJ

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Search this name across graphsid dfx:ria:ec573784-b3dd-1c8b-f41c-236f3533b6b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• W••••• A••••••• • N•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• W••••• A••••••• • N•• L••	Independent wealth	Jan 20, 2017	n/a	yes	HOLMDEL, NJ	Current employment
H•••••••• W••••• A••••••• • N•• L••	Independent wealth	Sep 30, 2005	Dec 31, 2016	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• I••••••••• A•••••••	H•••••••• W••••• A••••••• • N•• L••	Sep 14, 2005	Sep 30, 2005	16	Firm change	Other
P••••••••• I••••••••• A••••••• L••	K••• I••••••••• A•••••••	May 19, 2005	May 20, 2005

Relationships

Registered with (3)

→ H•••••••• W••••• A••••••• • N•• L••Registered adviserregistration: previous registration
Sep 30, 2005 to Dec 31, 2016factForm ADV
→ K••• I••••••••• A•••••••Registered adviserregistration: previous registration
May 20, 2005 to Sep 14, 2005factForm ADV
→ P••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 12, 2002 to May 19, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec573784-b3dd-1c8b-f41c-236f3533b6b9
First observed: Jun 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.