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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

SHANNON LEE MESSERSMITH

Advisor at OSAIC WEALTH, INC.

HERSHEY, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 30, 2007
First registration: Apr 4, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4661347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	HERSHEY, NE	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	HERSHEY, NE	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 10, 2015	Mar 1, 2019	no	WALLACE, NE\|MINNEAPOLIS, MN	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Aug 20, 2010	Mar 13, 2015	no	LINCOLN, NE\|WALLACE, NE\|COLUMBUS, NE	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Feb 27, 2009	Aug 16, 2010	no	WALLACE, NE\|ROCHESTER, MN\|WALLACE, NE	Previous registration
STRATEGIC LEGACY ADVISORS, INC.	n/a	Apr 4, 2008	Feb 25, 2009	no	WAUNETA, NE\|LINCOLN, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
GIRARD SECURITIES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Mar 13, 2015	Apr 10, 2015	28	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	GIRARD SECURITIES, INC.	Aug 16, 2010	Aug 20, 2010	4	Firm change	Other
STRATEGIC LEGACY ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Feb 25, 2009	Feb 27, 2009	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18697:133358:NE:2015-03-13	Mar 13, 2015	Apr 10, 2015	COLUMBUS, NE	Firm change

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 10, 2015 to Mar 1, 2019factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Aug 20, 2010 to Mar 13, 2015factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 27, 2009 to Aug 16, 2010factForm ADV
→ STRATEGIC LEGACY ADVISORS, INC.Registered adviserregistration: previous registration
Apr 4, 2008 to Feb 25, 2009factForm ADV

Dated events

No dated event names this entity yet.