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Advisor at WELLS FARGO ADVISORS
GOLD CANYON, AZ | SCOTTSDALE, AZ | BOZEMAN , MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 6, 2017 | n/a | yes | BOZEMAN , MT|SCOTTSDALE, AZ|GOLD CANYON, AZ | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 17, 2017 | no | SCOTTSDALE, AZ|BAKERSFIELD, CA|SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | BAKERSFIELD, CA|SCOTTSDALE, AZ | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 10, 2005 | Apr 2, 2007 | no | BAKERSFIELD, CA|SCOTTSDALE, AZ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 3, 1993 | Dec 5, 2005 | no | INCLINE VILLAGE, NV|BAKERSFIELD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jan 17, 2017 | Jan 6, 2017 | -11 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY DW INC. | Dec 5, 2005 | Nov 10, 2005 | -25 | Firm change | Other |