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A•• P•••••• E••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A•• P•••••• E••••• P•••••••• L••

CRD 170597

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:ec5eb1e4-369b-26d5-6096-23e62fec5445

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 9
On other graphs: 2
Observed: Mar 5, 2014 to Mar 31, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•• P•••••• E••••• P•••••••• L••

P•••••• equity manager · shared crd

Independent Sponsorsidentity

A•• P•••••• E••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $842M••• Locked
Discretionary RAUM: $842M
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• P•••••• E••••• F••• I•• L•	P•••••• Equity Fund	$253M	May 16, 2024	67	Mar 30, 2020	reported	021-340908
A•• P•••••• E••••• P••••••• F••• I•• L•	P•••••• Equity Fund	$88.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• D••••	Partner	B	yes	11/2011	Mar 5, 2014	May 16, 2024
C••••• K•••• B••	MANAGING DIRECTOR	A	yes	11/2011	Mar 5, 2014	May 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• P•••••• E••••• I••••••••• G• I• L•	n/a	n/a	n/a	N	yes	n/a
A•• P•••••• E••••• I••••••••• G• I•• L•	n/a	n/a	n/a	N	yes	n/a
A••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$842M	$885M	-4.9%	$312M	39.3%	11	12	0	0

Relationships

Advises (19)

→ A•• C••••••• P•••••••• L••Private fundP•••••• Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ A•• E••••• H•••••••• L••Private fundP•••••• Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ A•• S••••••••• H•••••••• L••Private fundP•••••• Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ A•• P•••••• E••••• F•••• L•

Dated events

Occurred
Apr 30, 2025
Regulatory AUM changed
A•• P•••••• E••••• P•••••••• L•• reported RAUM $884.7M, up 60% from $552.5M (2024-05-16 to 2025-04-30)
Form ADVobserved 7 days ago
$332M
Occurred
Mar 29, 2024
Regulatory AUM changed
A•• P•••••• E••••• P•••••••• L•• reported RAUM $552.5M, up 77% from $311.6M (2023-05-11 to 2024-03-29)
Form ADVobserved 7 days ago
$241M
Occurred
Mar 29, 2023
Regulatory AUM changed
A•• P•••••• E••••• P•••••••• L•• reported RAUM $311.6M, down 40% from $522.2M (2022-06-30 to 2023-03-29)
Form ADVobserved 7 days ago
$-211M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec5eb1e4-369b-26d5-6096-23e62fec5445
First observed: Mar 5, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.