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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

ROBERT JOSEPH HARTFIELD

Advisor at OSAIC WEALTH, INC.

WEST CHESTER, PA

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Search this name across graphsid dfx:ria:ec67bbbb-aab5-12f6-7f20-65c44d70d0d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Aug 13, 1992
First registration: Jun 20, 2001
Dual registered: yes, broker-dealer
Other names: ROBERT J HARTFIELD
IAPD individual key: 1151208

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	WEST CHESTER, PA	Current employment
OSAIC FA, INC.	Former SEC adviser	Dec 16, 2008	Jan 24, 2025	no	WEST CHESTER, PA\|BLUE BELL, PA\|WEST CHESTER, PA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jun 21, 2004	Dec 19, 2008	no	WEST CHESTER, PA\|WEST CHESTER, PA	Previous registration
SMART FINANCIAL ADVISORS, LLC	n/a	Jun 20, 2001	Sep 2, 2004	no	DEVON, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
HORNOR, TOWNSEND & KENT, LLC	OSAIC FA, INC.	Dec 19, 2008	Dec 16, 2008	-3	Firm change	Other
SMART FINANCIAL ADVISORS, LLC	HORNOR, TOWNSEND & KENT, LLC	Sep 2, 2004	Jun 21, 2004	-73	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Dec 16, 2008 to Jan 24, 2025factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jun 21, 2004 to Dec 19, 2008factForm ADV
→ SMART FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 20, 2001 to Sep 2, 2004factForm ADV

Dated events

No dated event names this entity yet.