DFX Intelligence
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Reading the graph
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Advisor at G•• S••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•• S••••••••• I••• | Bd affiliated wealth | Feb 10, 2016 | n/a | yes | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|COLLEGE STATION, TX | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jan 23, 2009 | Feb 2, 2016 | no | BRYAN, TX|COLLEGE STATION, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | G•• S••••••••• I••• | Feb 2, 2016 | Feb 10, 2016 | 8 | Firm change | Other |
| B••••• • Y•••• A•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Jan 23, 2009 | Jan 23, 2009 |
| B••••• • Y•••• A•••••••• I••• | Former SEC adviser | Apr 20, 2005 | Jan 23, 2009 | no | COLLEGE STATION, TX|FOLSOM, CA|COLLEGE STATION, TX | Previous registration |
| L••••• A•••••••• L•• | Former SEC adviser | Oct 8, 2004 | May 2, 2005 | no | COLLEGE STATION, TX | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| L••••• A•••••••• L•• | B••••• • Y•••• A•••••••• I••• | May 2, 2005 | Apr 20, 2005 | -12 | Firm change | Other |