DFX Intelligence

J•••• W••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

J•••• W••• L••••

Advisor at Q• W••••• M••••••••• L••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:ec6d3c24-7e3f-f43e-0324-4c584d9ba7ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q• W••••• M••••••••• L••	Independent wealth	Jan 29, 2025	n/a	yes	BOCA RATON, FL	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	May 14, 2019	no	Shrewsbury, NJ\|Red Bank, NJ\|Shrewsbury, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	Q• W••••• M••••••••• L••	May 14, 2019	Jan 29, 2025	2,087	Firm change after gap	Wirehouse to RIA
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:301071:NJ:2019-05-14	May 14, 2019	Jan 29, 2025	SHREWSBURY, NJ	Firm change after gap

Relationships

Registered with (4)

→ Q• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 29, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to May 14, 2019factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Nov 8, 2006 to Jun 1, 2009factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec6d3c24-7e3f-f43e-0324-4c584d9ba7ff
First observed: Jan 6, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.