DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Leslie Onita Sousa

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

ST. PETERSBURG, FL | Lake Worth, FL | SAINT PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec6fc83b-a69d-0a7f-4fee-e03b068f65d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: May 7, 1999
First registration: Apr 23, 2003
Dual registered: yes, broker-dealer
Other names: LESLIE ONITA SOUSA|LESLIE ONITA ECHOLS|LESLIE ECHOLS|LESLIE BARCLAY|LESLIE ONITA BARCLAY
IAPD individual key: 2420288

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 27, 2022	n/a	yes	Lake Worth, FL\|ST. PETERSBURG, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 22, 2022	n/a	yes	Lake Worth, FL\|SAINT PETERSBURG, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 15, 2018	Jun 15, 2022	no	TALLAHASSEE, FL\|TALLAHASSEE, FL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 16, 2013	Feb 15, 2018	no	TALLAHASSEE, FL\|APPLETON, WI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 30, 2008	Oct 14, 2013	no	TALLAHASSEE, FL\|JACKSONVILLE, FL\|FORT WALTON BEACH, FL\|BIRMINGHAM, AL\|TALLAHASSEE, FL\|JACKSONVILLE, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 23, 2003	May 17, 2007	no	PERRY, FL\|PERRY, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 15, 2022	Jun 22, 2022	7	Firm change	RIA to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 15, 2018	Feb 15, 2018	0	Bulk transfer	Other
WELLS FARGO ADVISORS	INVEST FINANCIAL CORPORATION	Oct 14, 2013	Oct 16, 2013	2	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jun 27, 2022 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jun 22, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 15, 2018 to Jun 15, 2022factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 16, 2013 to Feb 15, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 30, 2008 to Oct 14, 2013factForm ADV

Dated events

Occurred
Jun 15, 2022
Advisor changed firm
Leslie Onita Sousa left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2022-06-22)
Form ADVobserved 4 days ago