DFX Intelligence

R••••• C•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R••••• C•••• M••••

Advisor at E•••••• A••••••• G••••• L••

Lowell, NC | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:ec711bfa-1531-3d99-b998-5592402d0a85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 12, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jun 24, 2026	n/a	yes	Lowell, NC\|GREENWOOD VILLAGE, CO	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Feb 20, 2025	Jun 15, 2026	no	Greenville, NC\|Denver, NC\|CHARLOTTE, NC\|Charlotte, NC\|Denver, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C••••••• I••••••• S•••••••• I•••	E•••••• A••••••• G••••• L••	Jun 15, 2026	Jun 24, 2026	9	Firm change	Ibd to ibd
J••• M••••• S••••••••• L••	F•••• C••••••• I••••••• S•••••••• I•••	Jan 19, 2025	Feb 20, 2025

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 20, 2025 to Jun 15, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 8, 2024 to Jan 19, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec711bfa-1531-3d99-b998-5592402d0a85
First observed: May 12, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.