DFX Intelligence

N••• K•••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

N••• K•••• F•••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Reading, MA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 22, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Mar 31, 2023	n/a	yes	NEW ORLEANS, LA\|Reading, MA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 5, 2020	Apr 6, 2023	no	Laconia, NH\|Durham, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• F•••••• F•••••••• G••••• I•••	N•••••• A•••••••	Apr 19, 2023	Mar 31, 2023	-19	Firm change	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	N•••••• A•••••••	Apr 6, 2023	Mar 31, 2023

Relationships

Registered with (4)

→ N•••••• A•••••••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ T•• F•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Nov 4, 2020 to Apr 19, 2023factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2020 to Apr 6, 2023factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Order

Occurred
19 Apr 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
6 Apr 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 22, 2012
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.