DFX Intelligence

N••••••• C•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N••••••• C•••• M•••••

Advisor at V••• F•••••••• A•••••••• I•••

Hoboken , NJ | MELVILLE, NY

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Search this name across graphsid dfx:ria:ec7f6b24-ef0f-5650-15e0-4308784a28d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Nov 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jul 14, 2026	n/a	yes	Hoboken , NJ\|MELVILLE, NY	Current employment
E•••••••• P••••••• L••	State registered	Apr 29, 2026	May 12, 2026	no	PHOENIX, AZ\|HOBOKEN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• C•••••• M••••••••• L••	1• W•••••• A•••• M••••••••• L••	Jul 21, 2026	Jan 23, 2026	-179	Firm change after gap	Other
1• W•••••• A•••• M••••••••• L••	E•••••••• P••••••• L••	Jul 17, 2026	Apr 29, 2026

Relationships

Registered with (6)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ T••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 19, 2025 to Jul 21, 2026factForm ADV
→ 1• W•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 23, 2026 to Jul 17, 2026factForm ADV
→ E•••••••• P••••••• L••

Dated events

Occurred
Jul 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 26, 2025
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec7f6b24-ef0f-5650-15e0-4308784a28d6
First observed: Nov 27, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.