DFX Intelligence

S•••••• M•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

S•••••• M•••••• G••••••

Advisor at G•••••• W••••• M•••••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:ec8370f7-9045-1e79-8e2d-a9a79e05de77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• W••••• M•••••••••	Independent wealth	Nov 2, 2017	n/a	yes	SAN DIEGO, CA	Current employment
S•••••••• W•••••• L••	Independent wealth	Oct 14, 2016	Nov 17, 2017	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W•••••• L••	G•••••• W••••• M•••••••••	Nov 17, 2017	Nov 2, 2017	-15	Firm change	Other
H••••••••• L••	S•••••••• W•••••• L••	Nov 11, 2016	Oct 14, 2016

Relationships

Registered with (5)

→ G•••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 2, 2017 to presentfactForm ADV
→ S•••••••• W•••••• L••Registered adviserregistration: previous registration
Oct 14, 2016 to Nov 17, 2017factForm ADV
→ H••••••••• L••Registered adviserregistration: previous registration
Sep 25, 2006 to Nov 11, 2016factForm ADV
→ M•• A••••••• F•••••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec8370f7-9045-1e79-8e2d-a9a79e05de77
First observed: Aug 5, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.