DFX Intelligence

A•••••• J••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

A•••••• J••••• B••••

Advisor at W••••••••• I•••

MOUNT UNION, PA | MIDDLETOWN, PA

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Search this name across graphsid dfx:ria:ec843260-9e79-bd14-7823-7cb737a37872

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 19, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• I•••	Independent wealth	Nov 14, 2011	n/a	yes	MIDDLETOWN, PA\|MOUNT UNION, PA	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Aug 11, 2004	Dec 7, 2011	no	HOLBROOK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	W••••••••• I•••	Dec 7, 2011	Nov 14, 2011	-23	Firm change	Other
H•••••• A••••••••• I•••	A••••••• P••••••••• A•••••••• I••	Jul 29, 2004	Aug 11, 2004

Relationships

Registered with (3)

→ W••••••••• I•••Registered adviserregistration: current employment
Nov 14, 2011 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 11, 2004 to Dec 7, 2011factForm ADV
→ H•••••• A••••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2003 to Jul 29, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec843260-9e79-bd14-7823-7cb737a37872
First observed: Jul 15, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.