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RIA / WealthAdvisorChartered Financial Consultant29 years in industry

PAUL KENNETH MUTCH

Advisor at WINDROSE ADVISORS LLC

WALTHAM, MA

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Search this name across graphsid dfx:ria:ec887baa-ac7e-c1a7-9c48-659a34f6f4ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 2
Observed: Apr 14, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Paul Kenneth Mutch

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Paul Kenneth Mutch

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WINDROSE ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Nov 29, 1996
First registration: Apr 14, 2001
Dual registered: no
IAPD individual key: 2822345

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WINDROSE ADVISORS LLC	Independent wealth	May 25, 2022	n/a	yes	WALTHAM, MA	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Jul 5, 2016	Apr 25, 2022	no	BOSTON, MA\|SAN FRANCISCO, CA	Previous registration
CATURANO WEALTH MANAGEMENT, LLC	n/a	Sep 26, 2007	Oct 28, 2008	no	BOSTON, MA	Previous registration
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Apr 14, 2001	Aug 3, 2007	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	WINDROSE ADVISORS LLC	Apr 25, 2022	May 25, 2022	30	Firm change	Ibd to RIA
CATURANO WEALTH MANAGEMENT, LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Oct 28, 2008	Jul 5, 2016	2,807	Firm change after gap	Other
ERNST & YOUNG INVESTMENT ADVISERS LLP	CATURANO WEALTH MANAGEMENT, LLC	Aug 3, 2007	Sep 26, 2007	54	Firm change	Other

Relationships

Registered with (4)

→ WINDROSE ADVISORS LLCRegistered adviserregistration: current employment
May 25, 2022 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jul 5, 2016 to Apr 25, 2022factForm ADV
→ CATURANO WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 26, 2007 to Oct 28, 2008factForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Apr 14, 2001 to Aug 3, 2007factForm ADV

Dated events

Occurred
Apr 25, 2022
Advisor changed firm
Paul Kenneth Mutch left J.P. Morgan Private Wealth Advisors Llc for Windrose Advisors Llc (registered 2022-05-25)
Form ADVobserved 4 days ago