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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 9, 2026 | n/a | yes | WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA|SAN DIEGO, CA | Current employment |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Oct 1, 2004 | Mar 9, 2026 | no | WESTLAKE VILLAGE, CA|ANAHEIM, CA|WESTLAKE VILLAGE, CA|ANAHEIM, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Dec 3, 1998 | Oct 1, 2004 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | LPL FINANCIAL LLC | Mar 9, 2026 | Mar 9, 2026 | 0 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CENTAURUS FINANCIAL, INC. | Oct 1, 2004 | Oct 1, 2004 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 30833:6413:CA:2026-03-09 | Mar 9, 2026 | Mar 9, 2026 | ANAHEIM, CA | Firm change |