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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ACADEMY ASSET MANAGEMENT, LLC

ACADEMY SECURITIES ASSET MANAGEMENT, LLC, CRD 311473

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec9cfb37-29de-2564-68f7-2bf9a3c2c676

Data as of May 11, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2020 to May 11, 2021
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2021-05-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-120014
CRD: 311473
Filings on the tape: 4
First filed: Nov 20, 2020
Latest filed: May 11, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOYD, MICHAEL, BARTOW	CHIEF COMPLIANCE OFFICER	Na	yes	10/2020	Nov 20, 2020	May 11, 2021
GRAHAM, ANTHONY, R	CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER	Na	yes	10/2020	Nov 20, 2020	May 11, 2021
MCCONKEY, PHILIP, JOSEPH	President	Na	yes	10/2020	Nov 20, 2020	May 11, 2021
MIMS, RONALD, CHANCE	CHIEF EXECUTIVE OFFICER	E	yes	10/2020	Nov 20, 2020	May 11, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACADEMY SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 9, 2021	$0	$0	3	3	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$0	n/a	n/a	n/a	n/a	3	n/a	1	n/a

Relationships

Controls (4)

← BOYD, MICHAEL, BARTOWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 20, 2020 to presentfactForm ADV
← MCCONKEY, PHILIP, JOSEPHOwnerPRESIDENT, ownership code NA, individual
Nov 20, 2020 to presentfactForm ADV
← GRAHAM, ANTHONY, ROwnerCHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, ownership code NA, individual
Nov 20, 2020 to presentfactForm ADV
← MIMS, RONALD, CHANCEOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Nov 20, 2020 to presentfactForm ADV

Dated events

Occurred
Nov 20, 2020
First Form ADV filing
Academy Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec9cfb37-29de-2564-68f7-2bf9a3c2c676
First observed: Nov 20, 2020
Last observed: May 11, 2021 65 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACADEMY ASSET MANAGEMENT, LLC

ACADEMY SECURITIES ASSET MANAGEMENT, LLC, CRD 311473

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec9cfb37-29de-2564-68f7-2bf9a3c2c676

Data as of May 11, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOYD, MICHAEL, BARTOW

CHIEF COMPLIANCE OFFICER

yes

10/2020

Nov 20, 2020

May 11, 2021

GRAHAM, ANTHONY, R

CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER

yes

10/2020

Nov 20, 2020

May 11, 2021

MCCONKEY, PHILIP, JOSEPH

President

yes

10/2020

Nov 20, 2020

May 11, 2021

MIMS, RONALD, CHANCE

CHIEF EXECUTIVE OFFICER

yes

10/2020

Nov 20, 2020

May 11, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACADEMY SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN DIEGO

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 9, 2021

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a