DFX Intelligence

A••• R••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A••• R••••• B•••

Advisor at I••••••••• A•••••• A•••••••• L••

Fort Collins, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ecaf30bd-dc48-fd20-3b20-0656b3464adb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Mar 12, 2026	n/a	yes	Fort Collins, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 24, 2016	Mar 1, 2022	no	DENVER, CO\|PASADENA, CA\|LOVELAND, CO\|DENVER, CO\|WINDSOR, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I••••••••• A•••••• A•••••••• L••	Mar 1, 2022	Mar 12, 2026	1,472	Firm change after gap	Other
E••••• J••••	W•••• F•••• A•••••••	Oct 24, 2016	Oct 24, 2016

Relationships

Registered with (3)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 12, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 24, 2016 to Mar 1, 2022factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 23, 2012 to Oct 24, 2016factForm ADV

Dated events

Occurred
Mar 1, 2022
A•••••• firm change
A••• R••••• B••• left W•••• F•••• A••••••• for I••••••••• A•••••• A•••••••• L•• (registered 2026-03-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecaf30bd-dc48-fd20-3b20-0656b3464adb
First observed: Apr 23, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.