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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

PETER HUNGRU CHEN

Advisor at ADVICE AND PLANNING SERVICES

Gaithersburg, MD | NEW YORK, NY

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Search this name across graphsid dfx:ria:ecafcfba-23e2-bfaf-0c37-4c5560b26dcf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66|S63
First exam: Dec 2, 1996
First registration: Apr 5, 2002
Dual registered: yes, broker-dealer
Other names: PETER H CHEN|PETER H CHEN|PETER H. CHEN
IAPD individual key: 2811404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 21, 2016	n/a	yes	Gaithersburg, MD\|NEW YORK, NY	Current employment
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Jun 23, 2014	Feb 29, 2016	no	Rockville, MD	Previous registration
CALIBRE CONSULTING GROUP LLC	n/a	Aug 27, 2003	Dec 31, 2010	no	LEESBURG, VA	Previous registration
SENTRA SECURITIES CORPORATION	n/a	Apr 5, 2002	Dec 31, 2002	no	LEESBURG, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL GROUP, LLC	ADVICE AND PLANNING SERVICES	Feb 29, 2016	Mar 21, 2016	21	Firm change	Other
CALIBRE CONSULTING GROUP LLC	INDEPENDENT FINANCIAL GROUP, LLC	Dec 31, 2010	Jun 23, 2014	1,270	Firm change after gap	Other
SENTRA SECURITIES CORPORATION	CALIBRE CONSULTING GROUP LLC	Dec 31, 2002	Aug 27, 2003	239	Firm change	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Mar 21, 2016 to presentfactForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jun 23, 2014 to Feb 29, 2016factForm ADV
→ CALIBRE CONSULTING GROUP LLCRegistered adviserregistration: previous registration
Aug 27, 2003 to Dec 31, 2010factForm ADV
→ SENTRA SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 5, 2002 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.