DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CORBY ASSET MANAGEMENT

CORBY ASSET MANAGEMENT, LLC, CRD 154074

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ecb1f714-f621-c591-4ef8-bbcb378eddc9

Data as of Jun 13, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2011 to Jun 13, 2013
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $54.0MItem 5.F on the latest filing (2013-06-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $54.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Accounts: 262
Custody, client assets: $4.5M
SEC number: 801-67120
CRD: 154074
Filings on the tape: 6
First filed: Nov 17, 2011
Latest filed: Jun 13, 2013
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
REILLY, MICHAEL, JOHN	MANAGING PARTNER; SR. INVESTMENT CONSULTANT	D	yes	08/2006	Nov 17, 2011	Jun 13, 2013
STREET, JENNIFER, COLLIER	PARTNER; CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER	B	yes	08/2006	Nov 17, 2011	Jun 13, 2013
CORBY, ROBERT, WISS	Member	B	no	08/2006	Nov 17, 2011	Jun 13, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CORBY CAPITAL MARKETS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$54.0M	$54.0M	6	3	n/a	n/a	n/a
2011	Jan 11, 2012	$291M	$291M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$54.0M	$291M	-81.5%	n/a	n/a	6	n/a	n/a	n/a

Relationships

Controls (2)

← REILLY, MICHAEL, JOHNOwnerMANAGING PARTNER; SR. INVESTMENT CONSULTANT, ownership code D, individual
Nov 17, 2011 to presentfactForm ADV
← STREET, JENNIFER, COLLIEROwnerPARTNER; CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER, ownership code B, individual
Nov 17, 2011 to presentfactForm ADV

Owns (1)

← CORBY, ROBERT, WISSOwnerMEMBER, ownership code B, individual
Nov 17, 2011 to presentfactForm ADV

Registered with (1)

← JENNIFER COLLIER STREETAdvisorregistration: previous registration
Aug 11, 2010 to Sep 11, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecb1f714-f621-c591-4ef8-bbcb378eddc9
First observed: Nov 17, 2011
Last observed: Jun 13, 2013 161 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORBY ASSET MANAGEMENT

CORBY ASSET MANAGEMENT, LLC, CRD 154074

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ecb1f714-f621-c591-4ef8-bbcb378eddc9

Data as of Jun 13, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

REILLY, MICHAEL, JOHN

MANAGING PARTNER; SR. INVESTMENT CONSULTANT

yes

08/2006

Nov 17, 2011

Jun 13, 2013

STREET, JENNIFER, COLLIER

PARTNER; CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER

yes

08/2006

Nov 17, 2011

Jun 13, 2013

CORBY, ROBERT, WISS

Member

08/2006

Nov 17, 2011

Jun 13, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CORBY CAPITAL MARKETS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$54.0M

n/a

2011

Jan 11, 2012

$291M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$54.0M

$291M

-81.5%

n/a