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Advisor at LAWTON RETIREMENT PLAN CONSULTANTS, LLC
HALES CORNERS, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAWTON RETIREMENT PLAN CONSULTANTS, LLC | State registered | Jun 25, 2012 | n/a | yes | HALES CORNERS, WI | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 10, 2012 | no | Madison, WI | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 4, 2007 | Jun 1, 2009 | no | MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | LAWTON RETIREMENT PLAN CONSULTANTS, LLC | Feb 10, 2012 | Jun 25, 2012 | 136 | Firm change | Wirehouse to state RIA |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |