DFX Intelligence

P••••••• W••• F••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P••••••• W••• F••••• L••

I•••••• F••• MANAGEMENT, LLC, CRD 151884

SAN MATEO, CA

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Search this name across graphsid dfx:ria:ecbe6283-3720-ae34-073d-17f5654ad47d

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2016 to Mar 30, 2017
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $132M••• Locked
Discretionary RAUM: $132M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••••• F••• I• L•••	Hedge Fund	$103M	May 19, 2016	18	Apr 28, 2016	reported	n/a
I•••••• M••••• F••• I• L•••	Hedge Fund	$81.8M	Dec 20, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••••• S••••• F••••••••	MANAGER AND MEMBER	E	yes	10/2009	Apr 28, 2016	Mar 30, 2017
S••••••• H•••••• N••	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	09/2014	Apr 28, 2016	Mar 30, 2017

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$132M	$132M	2	2	n/a	2	$132M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$132M	n/a	n/a	n/a	n/a	2	n/a	n/a	n/a

Relationships

Advises (3)

→ I•••••• M••••• F••• I• L•••Private fundHedge Fund, ERA
Mar 30, 2017 to presentfactForm ADV
→ I•••••• F•••• L•Private fundHedge Fund, ERA
Apr 28, 2016 to presentfactForm ADV
→ I•••••• F••• I• L•••Private fundHedge Fund, IA
Apr 28, 2016 to presentfactForm ADV

Controls (2)

← S••••••• H•••••• N••

Dated events

Occurred
Apr 28, 2016
First Form ADV filing
P••••••• W••• F••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecbe6283-3720-ae34-073d-17f5654ad47d
First observed: Apr 28, 2016
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.