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CRD 119982
SANTA FE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GARDNER, STEWART, ANDERSON | Trustee | F | yes | 10/2000 | Mar 29, 2012 | Jun 14, 2012 |
| GARDNER, STEWART, ANDERSON | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | Na | yes | 02/1997 | Mar 29, 2012 | Jun 14, 2012 |
| HIGGINS, JOHN, PEABODY MONKS | Trustee | F | yes | 02/2010 | Mar 29, 2012 | Jun 14, 2012 |
| LOWELL, KAREN, CONSTANCE | Trustee | F | yes | 02/2010 | Mar 29, 2012 | Jun 14, 2012 |
| LOWELL, KAREN, CONSTANCE | Trustee | D | yes | 02/2010 | Mar 29, 2012 | Jun 14, 2012 |
| LOXLEY CAPITAL, LLC | MANAGING MEMBER | D | yes | 01/2012 | Mar 29, 2012 | Jun 14, 2012 |
| STEWART A. GARDNER TRUST 1958 | MEMBER; TRUSTEE - KAREN C LOWELL | Na | yes | 02/2010 | Mar 29, 2012 | Jun 14, 2012 |
| LOWELL, KAREN, CONSTANCE | Trustee | F | no | 03/2010 | Mar 29, 2012 | Jun 14, 2012 |
| STEWART A. GARDNER TRUST 1971 | MEMBER; TRUSTEE - KAREN C LOWELL | D | no | 02/2010 | Mar 29, 2012 | Jun 14, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 29, 2012 | $83.7M | $80.7M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $81.3M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |