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Advisor at CHARLES SCHWAB & CO., INC.
Lone Tree, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 22, 2023 | n/a | yes | Lone Tree, CO | Current employment |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | May 29, 2020 | Mar 15, 2021 | no | Colorado Springs, CO | Previous registration |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 18, 2016 | Nov 1, 2016 | no | Naples, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T. ROWE PRICE ADVISORY SERVICES, INC. | CHARLES SCHWAB & CO., INC. | Mar 15, 2021 | Jun 22, 2023 | 829 | Firm change after gap | RIA to ibd |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | T. ROWE PRICE ADVISORY SERVICES, INC. | Nov 1, 2016 | May 29, 2020 | 1,305 | Firm change after gap | Other |