DFX Intelligence

L•••• R• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

L•••• R• W•••••••

Advisor at N•••••• C•••••• M••••••••• I•••

HATTIESBURG, MS | ORANGE BEACH, AL

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Search this name across graphsid dfx:ria:ecd2b400-6a15-a8a0-9827-1e2b3212403b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• C•••••• M••••••••• I•••	Independent wealth	Jul 17, 2020	n/a	yes	HATTIESBURG, MS\|ORANGE BEACH, AL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 1, 2015	Aug 27, 2018	no	HATTIESBURG, MS\|HATTIESBURG, MS\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N•••••• C•••••• M••••••••• I•••	Aug 27, 2018	Jul 17, 2020	690	Firm change after gap	RIA to RIA
N••••••••• M••••• I••••••••• S•••••••••	L•• F•••••••• L••	Aug 31, 2015	Sep 1, 2015

Relationships

Registered with (3)

→ N•••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Jul 17, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 1, 2015 to Aug 27, 2018factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 10, 2007 to Aug 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecd2b400-6a15-a8a0-9827-1e2b3212403b
First observed: Apr 10, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.