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PRESCIENT WEALTH MANAGEMENT, INC., CRD 160261
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S••••• J••••• K•••••••• | n/a | HAMPTON BAYS, NY | 5 | 31 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K••••••••• S•••••• J••••• | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | yes | 01/2012 | May 26, 2022 | Oct 7, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E••• E•• G•••• I••• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Aug 10, 2023 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $23.8M | $27.0M | -11.8% | n/a | n/a | 1 | 4 | 0 | 3 |
| $23.8M |
| $23.8M |
| 1 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2022 | Sep 7, 2022 | $27.0M | $27.0M | 4 | 4 | 3 | n/a | n/a |