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Advisor at PEAK WEALTH GROUP LLC
Wake Forest, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PEAK WEALTH GROUP LLC | State registered | May 16, 2016 | n/a | yes | Wake Forest, NC | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Oct 16, 2013 | Dec 22, 2014 | no | RALEIGH, NC | Previous registration |
| WADDELL & REED | Former SEC adviser | Nov 15, 2011 | May 17, 2012 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | PEAK WEALTH GROUP LLC | Dec 22, 2014 | May 16, 2016 | 511 | Firm change after gap | Other |
| WADDELL & REED | SIGNATOR INVESTORS, INC. | May 17, 2012 | Oct 16, 2013 | 517 | Firm change after gap | Other |