DFX Intelligence

J••••• J••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••••• J••••• W•••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Apple Valley, CA

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Search this name across graphsid dfx:ria:ecde72b3-f987-bf14-8573-64b759611f5b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jul 17, 2019	n/a	yes	GREENWOOD VILLAGE, CO\|Apple Valley, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 5, 2018	Jun 24, 2019	no	BAKERSFIELD, CA\|RIDGECREST, CA\|BORON, CA\|TEHACHAPI, CA\|CALIFORNIA CITY, CA\|KERNVILLE, CA\|LAKE ISABELLA, CA\|BAKERSFIELD, CA\|BISHOP, CA\|LONE PINE, CA\|RIDGECREST, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E•••••• A••••••• G••••• L••	Jun 24, 2019	Jul 17, 2019	23	Firm change	Other
A••••••• F•••••••• A•••••••• L••	L•• F•••••••• L••	Nov 2, 2018	Nov 5, 2018

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jul 17, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 5, 2018 to Jun 24, 2019factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 7, 2018 to Nov 2, 2018factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecde72b3-f987-bf14-8573-64b759611f5b
First observed: Sep 22, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.