DFX Intelligence

J••• T••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

J••• T••••• E••••

Advisor at P••••••••

ENGLEWOOD, NJ | POTOMAC, MD

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Search this name across graphsid dfx:ria:ece0133c-f444-8f47-4875-51ed9f6d825a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Nov 2, 2016	n/a	yes	ENGLEWOOD, NJ\|POTOMAC, MD	Current employment
C••••••••• W••••• A•••••••• L••	Former SEC adviser	Jun 26, 2015	Oct 31, 2016	no	POTOMAC, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• A•••••••• L••	P••••••••	Oct 31, 2016	Nov 2, 2016	2	Firm change	Other
G•• A••••••• S•••••••• L••	C••••••••• W••••• A•••••••• L••	Jan 18, 2013	Jun 26, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
143719:151736:MD:2016-10-31	Oct 31, 2016	Nov 2, 2016	POTOMAC, MD	Firm change

Relationships

Registered with (4)

→ P••••••••Registered adviserregistration: current employment
Nov 2, 2016 to presentfactForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 26, 2015 to Oct 31, 2016factForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2003 to Jan 18, 2013factForm ADV
→ D••••••• B••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ece0133c-f444-8f47-4875-51ed9f6d825a
First observed: Mar 16, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.